Securities

At EDTIJ, we guide clients through every step of obtaining the licenses required to operate in Panama’s securities industry. Our services cover:

• Broker-Dealer Licenses: support in meeting capital, compliance and operational requirements to trade securities.

• Investment Advisor and Analyst Licenses: preparation and submission of documentation for advisory and research roles.

• Portfolio Manager Licenses: assistance in structuring investment management services and satisfying regulatory standards.

• Registration and Compliance: ongoing support with filings, reporting and adherence to the Superintendence of the Securities Market’s regulations.

• Corporate Structuring for Securities Activities: advice on entity formation, shareholder agreements and governance to facilitate capital-market transactions.

With deep knowledge of Panama’s Securities Market Law and regulatory framework, EDTIJ ensures a smooth licensing process and robust compliance program so you can focus on growing your presence in the capital markets.